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+---
+title: Multiple Loss Ratio Search for Packet Throughput (MLRsearch)
+# abbrev: MLRsearch
+docname: draft-vpolak-mkonstan-mlrsearch-00
+date: 2018-10-22
+
+ipr: trust200902
+area: ops
+wg: Benchmarking Working Group
+kw: Internet-Draft
+cat: info
+
+coding: us-ascii
+pi: # can use array (if all yes) or hash here
+# - toc
+# - sortrefs
+# - symrefs
+ toc: yes
+ sortrefs: # defaults to yes
+ symrefs: yes
+
+author:
+ -
+ ins: M. Konstantynowicz
+ name: Maciek Konstantynowicz
+ org: Cisco Systems
+ role: editor
+ email: mkonstan@cisco.com
+ -
+ ins: V. Polak
+ name: Vratko Polak
+ org: Cisco Systems
+ role: editor
+ email: vrpolak@cisco.com
+
+normative:
+ RFC2544:
+ RFC8174:
+
+informative:
+
+
+--- abstract
+
+This document proposes changes to [RFC2544], specifically to packet
+throughput search methodology, by defining a new search algorithm
+referred to as Multiple Loss Ratio search (MLRsearch for short). Instead
+of relying on binary search with pre-set starting offered load, it
+proposes a novel approach discovering the starting point in the initial
+phase, and then searching for packet throughput based on defined packet
+loss ratio (PLR) input criteria and defined final trial duration time.
+One of the key design principles behind MLSsearch is minimizing the
+total test duration and searching for multiple packet throughput rates
+(each with a corresponding PLR) concurrently, instead of doing it
+sequentially.
+
+The main motivation behind MLRsearch is the new set of challenges and
+requirements posed by NFV (Network Function Virtualization),
+specifically software based implementations of NFV data planes. Using
+[RFC2544] in the experience of the authors yields often not repetitive
+and not replicable end results due to a large number of factors that are
+out of scope for this draft. MLRsearch aims to address this chalenge and
+define a common (standard?) way to evaluate NFV packet throughput
+performance that takes into account varying characteristics of NFV
+systems under test.
+
+--- middle
+
+# Terminology
+
+* NDR - Non-Drop Rate, a packet throughput metric with Packet Loss Ratio
+ equal zero (a zero packet loss), expressed in packets-per-second
+ (pps). NDR packet throughput has an associated metric oftentimes
+ referred to as NDR bandwidth expressed in bits-per-second (bps), and
+ calculated as a product of:
+ * NDR packet rate for specific packet (frame) size, and
+ * Packet (L2 frame size) size in bits plus any associated L1 overhead.
+* PLR - Packet Loss Ratio, a packet loss metric calculated as a ratio of
+ (packets_transmitted - packets_received) to packets_transmitted, over
+ the test trial duration.
+* PDR - Partial-Drop Rate, a packet throughput metric with Packet Loss
+ Ratio greater than zero (a non-zero packet loss), expressed in
+ packets-per-second (pps). PDR packet throughput has an associated
+ metric oftentimes referred to as PDR bandwidth expressed in bits-per-
+ second (bps), and calculated as a product of:
+ * PDR packet rate for specific packet (frame) size, and
+ * Packet (L2 frame size) size in bits plus any associated L1 overhead.
+
+# MLRsearch Background
+
+Multiple Loss Rate search (MLRsearch) is a packet throughput search
+algorithm suitable for deterministic (as opposed to probabilistic)
+systems. MLRsearch discovers multiple packet throughput rates in a
+single search, each rate associated with a distinct Packet Loss Ratio
+(PLR) criteria.
+
+Two popular names for particular PLR criteria are Non-Drop Rate (NDR,
+with PLR=0, zero packet loss) and Partial Drop Rate (PDR, with PLR>0,
+non-zero packet loss). MLRsearch discovers NDR and PDR in a single
+search reducing required execution time compared to separate binary
+searches for NDR and PDR. MLRsearch reduces execution time even further
+by relying on shorter trial durations of intermediate steps, with only
+the final measurements conducted at the specified final trial duration.
+This results in the shorter overall search execution time when compared
+to a standard NDR/PDR binary search, while guaranteeing the same or
+similar results.
+(TODO: Specify "standard" in the previous sentence.)
+
+If needed, MLRsearch can be easily adopted to discover more throughput
+rates with different pre-defined PLRs.
+
+Unless otherwise noted, all throughput rates are *always* bi-directional
+aggregates of two equal (symmetric) uni-directional packet rates
+received and reported by an external traffic generator.
+
+# MLRsearch Overview
+
+The main properties of MLRsearch:
+
+* MLRsearch is a duration aware multi-phase multi-rate search algorithm.
+ * Initial phase determines promising starting interval for the search.
+ * Intermediate phases progress towards defined final search criteria.
+ * Final phase executes measurements according to the final search
+ criteria.
+* **Initial phase**:
+ * Uses link rate as a starting transmit rate and discovers the Maximum
+ Receive Rate (MRR) used as an input to the first intermediate phase.
+* **Intermediate phases**:
+ * Start with initial trial duration (in the first phase) and converge
+ geometrically towards the final trial duration (in the final phase).
+ * Track two values for NDR and two for PDR.
+ * The values are called (NDR or PDR) lower_bound and upper_bound.
+ * Each value comes from a specific trial measurement
+ (most recent for that transmit rate),
+ and as such the value is associated with that measurement's duration and loss.
+ * A bound can be invalid, for example if NDR lower_bound
+ has been measured with nonzero loss.
+ * Invalid bounds are not real boundaries for the searched value,
+ but are needed to track interval widths.
+ * Valid bounds are real boundaries for the searched value.
+ * Each non-initial phase ends with all bounds valid.
+ * Start with a large (lower_bound, upper_bound) interval width and
+ geometrically converge towards the width goal (measurement resolution)
+ of the phase. Each phase halves the previous width goal.
+ * Use internal and external searches:
+ * External search - measures at transmit rates outside the (lower_bound,
+ upper_bound) interval. Activated when a bound is invalid,
+ to search for a new valid bound by doubling the interval width.
+ It is a variant of `exponential search`_.
+ * Internal search - `binary search`_, measures at transmit rates within the
+ (lower_bound, upper_bound) valid interval, halving the interval width.
+* **Final phase** is executed with the final test trial duration, and the final
+ width goal that determines resolution of the overall search.
+ Intermediate phases together with the final phase are called non-initial phases.
+
+The main benefits of MLRsearch vs. binary search include:
+
+* In general MLRsearch is likely to execute more search trials overall, but
+ less trials at a set final duration.
+* In well behaving cases it greatly reduces (>50%) the overall duration
+ compared to a single PDR (or NDR) binary search duration,
+ while finding multiple drop rates.
+* In all cases MLRsearch yields the same or similar results to binary search.
+* Note: both binary search and MLRsearch are susceptible to reporting
+ non-repeatable results across multiple runs for very bad behaving
+ cases.
+
+Caveats:
+
+* Worst case MLRsearch can take longer than a binary search e.g. in case of
+ drastic changes in behaviour for trials at varying durations.
+
+# Sample Implementation
+
+Following is a brief description of a sample MLRsearch implementation
+based on the open-source code running in FD.io CSIT project as part of a
+Continuous Integration / Continuous Development (CI/CD) framework.
+
+## Input Parameters
+
+1. **maximum_transmit_rate** - maximum packet transmit rate to be used by
+ external traffic generator, limited by either the actual Ethernet
+ link rate or traffic generator NIC model capabilities. Sample
+ defaults: 2 * 14.88 Mpps for 64B 10GE link rate,
+ 2 * 18.75 Mpps for 64B 40GE NIC maximum rate.
+2. **minimum_transmit_rate** - minimum packet transmit rate to be used for
+ measurements. MLRsearch fails if lower transmit rate needs to be
+ used to meet search criteria. Default: 2 * 10 kpps (could be higher).
+3. **final_trial_duration** - required trial duration for final rate
+ measurements. Default: 30 sec.
+4. **initial_trial_duration** - trial duration for initial MLRsearch phase.
+ Default: 1 sec.
+5. **final_relative_width** - required measurement resolution expressed as
+ (lower_bound, upper_bound) interval width relative to upper_bound.
+ Default: 0.5%.
+6. **packet_loss_ratio** - maximum acceptable PLR search criteria for
+ PDR measurements. Default: 0.5%.
+7. **number_of_intermediate_phases** - number of phases between the initial
+ phase and the final phase. Impacts the overall MLRsearch duration.
+ Less phases are required for well behaving cases, more phases
+ may be needed to reduce the overall search duration for worse behaving cases.
+ Default (2). (Value chosen based on limited experimentation to date.
+ More experimentation needed to arrive to clearer guidelines.)
+
+## Initial phase
+
+1. First trial measures at maximum rate and discovers MRR.
+ a. *in*: trial_duration = initial_trial_duration.
+ b. *in*: offered_transmit_rate = maximum_transmit_rate.
+ c. *do*: single trial.
+ d. *out*: measured loss ratio.
+ e. *out*: mrr = measured receive rate.
+2. Second trial measures at MRR and discovers MRR2.
+ a. *in*: trial_duration = initial_trial_duration.
+ b. *in*: offered_transmit_rate = MRR.
+ c. *do*: single trial.
+ d. *out*: measured loss ratio.
+ e. *out*: mrr2 = measured receive rate.
+3. Third trial measures at MRR2.
+ a. *in*: trial_duration = initial_trial_duration.
+ b. *in*: offered_transmit_rate = MRR2.
+ c. *do*: single trial.
+ d. *out*: measured loss ratio.
+
+## Non-initial phases
+
+1. Main loop:
+ a. *in*: trial_duration for the current phase.
+ Set to initial_trial_duration for the first intermediate phase;
+ to final_trial_duration for the final phase;
+ or to the element of interpolating geometric sequence
+ for other intermediate phases.
+ For example with two intermediate phases, trial_duration
+ of the second intermediate phase is the geometric average
+ of initial_strial_duration and final_trial_duration.
+ b. *in*: relative_width_goal for the current phase.
+ Set to final_relative_width for the final phase;
+ doubled for each preceding phase.
+ For example with two intermediate phases,
+ the first intermediate phase uses quadruple of final_relative_width
+ and the second intermediate phase uses double of final_relative_width.
+ c. *in*: ndr_interval, pdr_interval from the previous main loop iteration
+ or the previous phase.
+ If the previous phase is the initial phase, both intervals have
+ lower_bound = MRR2, uper_bound = MRR.
+ Note that the initial phase is likely to create intervals with invalid bounds.
+ d. *do*: According to the procedure described in point 2,
+ either exit the phase (by jumping to 1.g.),
+ or prepare new transmit rate to measure with.
+ e. *do*: Perform the trial measurement at the new transmit rate
+ and trial_duration, compute its loss ratio.
+ f. *do*: Update the bounds of both intervals, based on the new measurement.
+ The actual update rules are numerous, as NDR external search
+ can affect PDR interval and vice versa, but the result
+ agrees with rules of both internal and external search.
+ For example, any new measurement below an invalid lower_bound
+ becomes the new lower_bound, while the old measurement
+ (previously acting as the invalid lower_bound)
+ becomes a new and valid upper_bound.
+ Go to next iteration (1.c.), taking the updated intervals as new input.
+ g. *out*: current ndr_interval and pdr_interval.
+ In the final phase this is also considered
+ to be the result of the whole search.
+ For other phases, the next phase loop is started
+ with the current results as an input.
+2. New transmit rate (or exit) calculation (for 1.d.):
+ * If there is an invalid bound then prepare for external search:
+ * *If* the most recent measurement at NDR lower_bound transmit rate
+ had the loss higher than zero, then
+ the new transmit rate is NDR lower_bound
+ decreased by two NDR interval widths.
+ * Else, *if* the most recent measurement at PDR lower_bound
+ transmit rate had the loss higher than PLR, then
+ the new transmit rate is PDR lower_bound
+ decreased by two PDR interval widths.
+ * Else, *if* the most recent measurement at NDR upper_bound
+ transmit rate had no loss, then
+ the new transmit rate is NDR upper_bound
+ increased by two NDR interval widths.
+ * Else, *if* the most recent measurement at PDR upper_bound
+ transmit rate had the loss lower or equal to PLR, then
+ the new transmit rate is PDR upper_bound
+ increased by two PDR interval widths.
+ * If interval width is higher than the current phase goal:
+ * Else, *if* NDR interval does not meet the current phase width goal,
+ prepare for internal search. The new transmit rate is
+ (NDR lower bound + NDR upper bound) / 2.
+ * Else, *if* PDR interval does not meet the current phase width goal,
+ prepare for internal search. The new transmit rate is
+ (PDR lower bound + PDR upper bound) / 2.
+ * Else, *if* some bound has still only been measured at a lower duration,
+ prepare to re-measure at the current duration (and the same transmit rate).
+ The order of priorities is:
+ * NDR lower_bound,
+ * PDR lower_bound,
+ * NDR upper_bound,
+ * PDR upper_bound.
+ * *Else*, do not prepare any new rate, to exit the phase.
+ This ensures that at the end of each non-initial phase
+ all intervals are valid, narrow enough, and measured
+ at current phase trial duration.
+
+# Known Implementations
+
+The only known working implementatin of MLRsearch is in Linux Foundation
+FD.io CSIT project. https://wiki.fd.io/view/CSIT. https://git.fd.io/csit/.
+
+## FD.io CSIT Implementation Deviations
+
+This document so far has been describing a simplified version of MLRsearch algorithm.
+The full algorithm as implemented contains additional logic,
+which makes some of the details (but not general ideas) above incorrect.
+Here is a short description of the additional logic as a list of principles,
+explaining their main differences from (or additions to) the simplified description,
+but without detailing their mutual interaction.
+
+1. *Logarithmic transmit rate.*
+ In order to better fit the relative width goal,
+ the interval doubling and halving is done differently.
+ For example, the middle of 2 and 8 is 4, not 5.
+2. *Optimistic maximum rate.*
+ The increased rate is never higher than the maximum rate.
+ Upper bound at that rate is always considered valid.
+3. *Pessimistic minimum rate.*
+ The decreased rate is never lower than the minimum rate.
+ If a lower bound at that rate is invalid,
+ a phase stops refining the interval further (until it gets re-measured).
+4. *Conservative interval updates.*
+ Measurements above current upper bound never update a valid upper bound,
+ even if drop ratio is low.
+ Measurements below current lower bound always update any lower bound
+ if drop ratio is high.
+5. *Ensure sufficient interval width.*
+ Narrow intervals make external search take more time to find a valid bound.
+ If the new transmit increased or decreased rate would result in width
+ less than the current goal, increase/decrease more.
+ This can happen if the measurement for the other interval
+ makes the current interval too narrow.
+ Similarly, take care the measurements in the initial phase
+ create wide enough interval.
+6. *Timeout for bad cases.*
+ The worst case for MLRsearch is when each phase converges to intervals
+ way different than the results of the previous phase.
+ Rather than suffer total search time several times larger
+ than pure binary search, the implemented tests fail themselves
+ when the search takes too long (given by argument *timeout*).
+
+# IANA Considerations
+
+..
+
+# Security Considerations
+
+..
+
+# Acknowledgements
+
+..
+
+--- back